Engineered for Capital Markets.
From buy-side portfolio managers to sell-side trading desks and securities services providers — FopsAI scales across the full spectrum of reconciliation challenges in capital markets.
Buy-Side
Institutions that invest, allocate, and manage assets
✓ Position, cash, and trade reconciliation
✓ OTC derivative and swap confirms
✓ Multi-custodian position matching
✓ Non-standard loan tape reconciliation
✓ AI-powered scanned PDF extraction
✓ NAV/P&L reconciliation
Sell-Side
Institutions that create, trade, and distribute securities
✓ Counterparty trade confirms
✓ Collateral & margin reconciliation
✓ T+1 trade settlement reconciliation
✓ Regulatory reporting (EMIR, MiFID)
✓ Securities lending reconciliation
Securities Services
Institutions that safeguard, administer, and service financial assets
✓ Sub-custodian reconciliation (multi-layer)
✓ Corporate actions reconciliation
✓ Client asset segregation (FCA CASS 6/7)
✓ AI-powered new fund onboarding
✓ NAV reconciliation across sources
✓ Futures & CFD total equity reconciliation
✓ Client variant reporting with scheduled delivery
Six Critical Control Points for Buy-Side Operations
Buy-side firms face growing complexity: compressed settlement cycles, multi-custodian dependencies, and rising data volumes. These are the control points where accuracy and speed matter most.
Cash & Funding Control
Reconcile cash across custodians and internal ledgers for accurate intraday balances and confident funding decisions.
Trade Break Resolution
Compare OMS/EMS data with broker executions to identify and resolve breaks earlier — reducing settlement risk in a T+1 world.
Positions & Holdings Alignment
Align internal book of record with custodian data to provide accurate exposure views, reducing breaks and NAV risk.
NAV & Valuation Integrity
Validate internal records against fund administrators, ensuring consistent valuations, fees, and pricing data across sources.
Regulatory Reporting Assurance
Deliver consistent, auditable data for EMIR, AIFMD, MiFID II and related regimes — with full lineage and control.
Collateral & Margin Control
Align exposures with counterparty records to centralise margin calls, improve eligibility checks, and reduce counterparty risk.
One Platform. All Six Control Points.
FopsAI delivers a single intelligent control layer — from ingestion through matching to reporting — covering every critical buy-side reconciliation need.